Asymptotics for penalized additive B-spline regression

This paper is concerned with asymptotic theory for penalized spline estimator in bivariate additive model. The focus of this paper is put upon the penalized spline estimator obtained by the backfitting algorithm. The convergence of the algorithm as well as the uniqueness of its solution are shown. The asymptotic bias and variance of penalized spline estimator are derived by an efficient use of the asymptotic results for the penalized spline estimator in marginal univariate model. Asymptotic normality of estimator is also developed, by which an approximate confidence interval can be obtained. Some numerical experiments confirming theoretical results are provided.Comment: 24 pages, 6 figure

Constraints on the origin of the ultra-high energy cosmic-rays using cosmic diffuse neutrino flux limits: An analytical approach

Astrophysical neutrinos are expected to be produced in the interactions of ultra-high energy cosmic-rays with surrounding photons. The fluxes of the astrophysical neutrinos are highly dependent on the characteristics of the cosmic-ray sources, such as their cosmological distributions. We study possible constraints on the properties of cosmic-ray sources in a model-independent way using experimentally obtained diffuse neutrino flux above 100 PeV. The semi-analytic formula is derived to estimate the cosmogenic neutrino fluxes as functions of source evolution parameter and source extension in redshift. The obtained formula converts the upper-limits on the neutrino fluxes into the constraints on the cosmic-ray sources. It is found that the recently obtained upper-limit on the cosmogenic neutrinos by IceCube constrains the scenarios with strongly evolving ultra-high energy cosmic-ray sources, and the future limits from an 1 km^3 scale detector are able to further constrain the ultra-high energy cosmic-rays sources with evolutions comparable to the cosmic star formation rate.Comment: 9 pages, 3 figures and 1 table. Accepted by Phys. Rev.

A model study of cooperative binding of ionic surfactants to oppositely charged flexible polyions

A novel statistical model for the cooperative binding of monomeric ligands to a linear lattice is developed to study the interaction of ionic surfactant molecules with flexible polyion chain in dilute solution. Electrostatic binding of a ligand to a site on the polyion and hydrophobic associations between the neighboring bound ligands are assumed to be stochastic processes. Ligand association separated by several lattice points within defined width is introduced for the flexible polyion. Model calculations by the Monte Carlo method are carried out to investigate the binding behavior. The hypothesis on the ligand association and its width on the chain are of importance in determining critical aggregation concentration and binding isotherm. The results are reasonable for the interpretations of several surfactant-flexible polyion binding experiments. The implications of the approach are presented and discussed.Comment: 11 pages, 9 figure

Statistical Analysis of Spectral Line Candidates in Gamma-Ray Burst GRB870303

The Ginga data for the gamma-ray burst GRB870303 exhibit low-energy dips in two temporally distinct spectra, denoted S1 and S2. S1, spanning 4 s, exhibits a single line candidate at ~ 20 keV, while S2, spanning 9 s, exhibits apparently harmonically spaced line candidates at ~ 20 and 40 keV. We evaluate the statistical evidence for these lines, using phenomenological continuum and line models which in their details are independent of the distance scale to gamma-ray bursts. We employ the methodologies based on both frequentist and Bayesian statistical inference that we develop in Freeman et al. (1999b). These methodologies utilize the information present in the data to select the simplest model that adequately describes the data from among a wide range of continuum and continuum-plus-line(s) models. This ensures that the chosen model does not include free parameters that the data deem unnecessary and that would act to reduce the frequentist significance and Bayesian odds of the continuum-plus-line(s) model. We calculate the significance of the continuum-plus-line(s) models using the Chi-Square Maximum Likelihood Ratio test. We describe a parametrization of the exponentiated Gaussian absorption line shape that makes the probability surface in parameter space better-behaved, allowing us to estimate analytically the Bayesian odds. The significance of the continuum-plus-line models requested by the S1 and S2 data are 3.6 x 10^-5 and 1.7 x 10^-4 respectively, with the odds favoring them being 114:1 and 7:1. We also apply our methodology to the combined (S1+S2) data. The significance of the continuum-plus-lines model requested by the combined data is 4.2 x 10^-8, with the odds favoring it being 40,300:1.Comment: LaTeX2e (aastex.cls included); 41 pages text, 10 figures (on 11 pages); accepted by ApJ (to be published 1 Nov 1999, v. 525

Atomically straight steps on vicinal Si (111) surfaces prepared by step-parallel current in the kink-up direction

We demonstrate that annealing of a vicinal Si(111) surface at about 800 C with a direct current in the direction that ascends the kinks enhances the formation of atomically straight step edges over micrometer lengths, while annealing with a current in the opposite direction does not. Every straight step edge has the same atomic configuration U(2,0), which is useful as a template for the formation of a variety of nanostructures. A phenomenological model based on electromigration of charged mobile atoms explains the observed current-polarity dependent behavior.Comment: Accepted for publication in Appl. Phys. Lett. Numbers of pages and figures are 12 and 4, respectivel

Symplectic structure and monopole strength in 12C

The relation between the monopole transition strength and existence of cluster structure in the excited states is discussed based on an algebraic cluster model. The structure of $^{12}$C is studied with a 3$\alpha$ model, and the wave function for the relative motions between $\alpha$ clusters are described by the symplectic algebra $Sp(2,R)_z$, which corresponds to the linear combinations of $SU(3)$ states with different multiplicities. Introducing $Sp(2,R)_z$ algebra works well for reducing the number of the basis states, and it is also shown that states connected by the strong monopole transition are classified by a quantum number $\Lambda$ of the $Sp(2,R)_z$ algebra.Comment: Phys. Rev. C in pres